KG
Kenneth P. Goodrow
CETERA INVESTMENT ADVISERS LLC
LEBANON, NH 03766
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CRD#: 6685930
KG
Professional summary
Kenneth Paul Goodrow is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lebanon, New Hampshire and CETERA WEALTH SERVICES, LLC located in Lebanon, New Hampshire.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kenneth has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) UTO TEAM AMERICA; NON INVESTMENT RELATED; WEST HARTFORD, CT; ATA IS A BUSINESS ASSOCIATION OF 11 CPA FIRMS THAT GET TOGETHER A FEW TIMES A YEAR TO SHARE KNOWLEDGE ABOUT THE AUTOMOBILE INDUSTRY; AUDIT/ACCOUNTING COMMITTEE MEMBER; 05/01/1999; 6 DAYS/YR; 9:30-4/6 DAYS/YR DURING TRADE; AS A MEMBER OF THE ATA COMMITTEE, WE KEEP THE GROUP APPRISED OF ANY NEW DEVELOPMENTS RELATIVE TO AUDITING AND ACCOUNTING FOR AUTOMOBILE DEALERSHIPS. 2) TSS WEALTH MANAGEMENT, LLC POSITION: Member NATURE: Investment advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2017 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Investment advisor representative. 3) TSSWMM FINANCIAL GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Management and client referrals 4) ASCEND PARTNER SERVICES LLC POSITION: Partner NATURE: CPA services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide CPA Services to clients 5) TSS FINANCIAL PARTNERS POSITION: Partner NATURE: cpa services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide CPA services to clients 6) ASCEND PARTNER HOLDINGS LLC POSITION: Investor NATURE: This company is the sole owner of TSS Advisors, LLC. TSS Advisors, LLC purchased the assets of Tyler Simms & St. Sauveur, cpas on May 1, 2024 and is the new operating company for our CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide general CPA services for TSS Advisors including business and tax consulting and tax preparation. 7)TSWM ADVISORY GROUP POSITION: Partner NATURE: This OBA is to report to you a name change only for our wealth management practice. The only reason for submitting this is to let you know that we have a new DBA as part of our rebranding that was already approved by Avantax. We provide wealth management services to our clients including advisory, financial planning, insurance sales, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2025 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: No change to my duties and responsibilities. I provide client referrals and participate in management decisions but not in investment decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Paul Goodrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 19 Morgan Drive, Lebanon, NH 03766RIA
CRD#: 105644
LEBANON, NH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 19 Morgan Drive, Lebanon, NH 03766BD
CRD#: 13572
LEBANON, NH
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LEBANON, NH
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LEBANON, NH
Past
August 22, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Lebanon, NH
Past
May 18, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
LEBANON, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
New Hampshire(9/5/2025)
IAR
New Hampshire(9/5/2025)
RR
Vermont(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
