Miranda Lee Mastrogiacomo
Professional Summary
Miranda Lee Mastrogiacomo, who also goes by Miranda Lee Miller, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Gainesville, Florida. Miranda is registered as a RR (Registered Representative) and started their career in finance in 2016. Miranda has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Miranda Lee Mastrogiacomo, Miranda Lee Miller
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Current Firm
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
Contact Information
Main Address
730 Third Avenue, New York, NY 10017-3206Mailing Address
8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500Phone Number
(704) 988-3565Established
Delaware since 01/01/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,293SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | — |
| ABBOTT, ROSS HAMLET | CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| D AMBROSI, JULIAN MAURO | PRESIDENT, CEO, ELECTED MANAGER | 4729324 |
| DEATS, JAMES J | ELECTED MANAGER | 4895304 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| OVHORI, ELOHO ISIMEME | CHIEF FINANCIAL OFFICER | 8201407 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory Assets Under Management
Total Number of Accounts
72,503AUM (Assets Under Management)
$37,928,601,788Disclosures
Regulatory Event
8Arbitration
4Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2026 | Cover Page | Report |
| 01/22/2026 | Cover Page | Report |
| 01/23/2025 | Cover Page | Report |
| 12/13/2023 | Cover Page | Report |
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
Primary Firm SEC Registration
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
State Registrations and Notice Filings
(1/29/2020)
(1/6/2020)
(1/29/2020)
(9/13/2016)
(9/13/2016)
(9/13/2016)
(9/13/2016)
(9/13/2016)
(4/17/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2016About the Series 6 examSRO Registrations
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC
CRS (Client Relationship Summary) - BD
Click below to view Miranda Lee Mastrogiacomo's CRS (Customer Relationship Summary).
Similar Advisors
WEALTHCARE CAPITAL MANAGEMENT LLC
THIRD LINE FINANCIAL PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC
CICLO WEALTH LLC