Sean Spector
Professional summary
Sean Spector, who also goes by Sean Barksdale Spector, is a registered financial professional currently at ONECHRONOS located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2016. Sean has worked at 3 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Spector's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
ONECHRONOS
Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012August 7, 2019 - December 12, 2023
IEX SERVICES LLC
September 8, 2016 - June 11, 2019
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2023)
Exams
FINRA
Current Firm
ONECHRONOS
CRD#: 286322 / SEC#: , 8-69882
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
Red Flags
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