Wesley E. Cooke
Professional summary
Wesley Everett Cooke, who also goes by Wesley Everett Cooke, Wesley Cooke, Wesley E Cooke, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Charlotte, North Carolina.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2018. Wesley has worked at 3 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 6TO, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Everett Cooke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2026 - Present
TRUIST SECURITIES, INC.
Office #1: 214 N Tryon St Fl 14 15, 19, Charlotte, NC, 28202May 10, 2023 - July 30, 2024
WELLS FARGO SECURITIES, LLC
July 24, 2019 - April 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
October 24, 2018 - April 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2026)
Exams
Series 82TO
Date: 5/10/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 5/10/2023
Operations Professional ExaminationSeries 6TO
Date: 5/10/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 5/10/2023
Direct Participation Programs Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
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