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FIRM PROFILE
Overview
TRUIST SECURITIES, INC. is located at 740 Battery Ave, Atlanta, GA 30339 and was first established at Atlanta, Tennessee in 07/01/1972. After operating for 54 years, TRUIST SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRUIST SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRUIST SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRUIST SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 23 disclosures, 22 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRUIST SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRUIST SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRUIST SECURITIES, INC. Comes From
Understanding the Statistics for TRUIST SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
740 Battery Ave, Atlanta, GA 30339
740 Battery Ave, Atlanta, GA 30339
Large
(404) 926-5600
Tennessee since 07/01/1972
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | ||
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 | |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 | |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 | |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 | |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 | |
| JESSANI, KERRY | BOARD MEMBER | 5048754 | |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 | |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 | |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
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Advisor's working at TRUIST SECURITIES, INC.
Ann-marie Carroll Norman
Stanislau I Vyrvich
Daniel K Mulligan
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