Christopher J. Thompson
Professional summary
Christopher Joseph Thompson, who also goes by Christopher Thompson, is a registered financial professional currently at LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Joseph Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2024 - Present
LIGHTHOUSE CAPITAL GROUP, LLC
Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106September 12, 2019 - November 28, 2023
LIGHTHOUSE CAPITAL GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(12/16/2024)
(12/16/2024)
Exams
Series 22TO
Date: 9/12/2019
Direct Participation Programs Representative ExaminationFINRA
Current Firm
LIGHTHOUSE CAPITAL GROUP, LLC
CRD#: 169135 / SEC#: , 8-69350
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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