Paul A. Cepak
Professional summary
Paul Andrew Cepak, who also goes by Paul Andrew Cepak, is a registered financial professional currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2018. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Andrew Cepak's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2026 - Present
GLADSTONE SECURITIES, LLC
Office #1: 1521 Westbranch Drive Suite 100, Mclean, VA 22102January 5, 2022 - April 19, 2023
NOMURA SECURITIES INTERNATIONAL, INC.
August 21, 2018 - January 6, 2022
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2026)
(2/5/2026)
(1/29/2026)
Exams
FINRA
Current Firm
GLADSTONE SECURITIES, LLC
CRD#: 127808 / SEC#: , 8-66052
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | |
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
Red Flags
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