JG
Joshua A. Goodridge
CONCORDE ASSET MANAGEMENT
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 6655425
JG
Professional summary
Joshua Andrew Goodridge, who also goes by Joshua A Goodridge, Joshua Andrew Goodridge, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Ann Arbor, Michigan and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 6 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua A Goodridge | Joshua Andrew Goodridge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Realtor. 13526 George Rd #209, San Antonio, Texas 78230. Start Date of Activity 02/21/2023. Nature of the Business: Real Estate. Position: Realtor. Duties: Assist individuals find and sell homes. Weekday hours devoted to the OBA: 0. Weekend hours devoted to the OBA: 8 2) Concorde Holdings, Inc., Investment related. Ann Arbor, MI, Holding company of Broker Dealer affiliate. Position - Brokerage Coordinator. Start date: Nov 2024. Full time during trading hours. 3) Concorde Asset Management, LLC, Investment related. Ann Arbor, MI, RIA firm of Broker Dealer affiliate. Position - Brokerage Coordinator Start date: Nov 2024. Full time during trading hours. 4) Collective Realty. Investment related. Start date: 2/1/2023. 135George Rd #103, San Antonio, TX 78230. Real Estate Agent. 1-5 Hours during non-trading hours. 1-5 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Andrew Goodridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2025 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108RIA
CRD#: 140367
Ann Arbor, MI
Current
December 5, 2024 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
June 27, 2024 - November 26, 2024
ALLIANCE-ONE INVESTMENTS, LLC
BD
CRD#: 286025
TULSA, OK
Past
July 12, 2022 - March 26, 2024
BRIGHTHOUSE SECURITIES, LLC
BD
CRD#: 285300
CHARLOTTE, NC
Past
August 30, 2021 - June 27, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Live Oak, TX
Past
August 30, 2021 - June 27, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Live Oak, TX
Past
November 17, 2016 - September 1, 2021
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
AUSTIN, TX
Past
August 10, 2016 - September 1, 2021
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(12/9/2024)
IAR
Michigan(1/31/2025)
IAR
South Carolina(1/15/2025)
RR
Texas(12/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/5/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
