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FIRM PROFILE
Overview
CONCORDE INVESTMENT SERVICES, LLC is located at 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 and was first established at Chicago, Michigan in 07/10/2009. After operating for 16 years, CONCORDE INVESTMENT SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CONCORDE INVESTMENT SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CONCORDE INVESTMENT SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CONCORDE INVESTMENT SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CONCORDE INVESTMENT SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CONCORDE INVESTMENT SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CONCORDE INVESTMENT SERVICES, LLC Comes From
Understanding the Statistics for CONCORDE INVESTMENT SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Small
(248) 428-8008
Michigan since 07/10/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | ||
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 | |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 | |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 | |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 | |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 | |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 | |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 | |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
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Advisor's working at CONCORDE INVESTMENT SERVICES, LLC
Kaelan C Fitzpatrick
John Herbert Gakenheimer
James John Silbernagel
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