Kara R. Mcdonald
Professional summary
Kara Rose Mcdonald, who also goes by Kara R Cotter, Kara R Mcdonald, is a registered financial professional currently at ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.
Kara is registered as a RR (Registered Representative) and started their career in finance in 2016. Kara has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kara Rose Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
ALIGHT FINANCIAL SOLUTIONS, LLC
Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269March 23, 2022 - October 13, 2023
CARTA SECURITIES, LLC
August 30, 2016 - February 14, 2022
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2024)
(9/6/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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