James Joseph
Professional Summary
James Joseph, who also goes by Jean-geams Joseph, is a registered financial advisor currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts. James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jean-Geams Joseph
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
CLARENDON INSURANCE AGENCY, INC. | GEORGE E. MADEN | EMAC TRADING LLC
Contact Information
Main Address
230 3rd Ave 6th Floor, Waltham, MA 02451Mailing Address
230 3rd Ave 6th Floor, Waltham, MA 02451Phone Number
(781) 790-8600Established
Massachusetts since 03/04/1968Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2016About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Joseph's CRS (Customer Relationship Summary).
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