Colin C Lake
CIMA®Professional Summary
Colin C Lake, CIMA®, who also goes by Colin Christopher Lake, is a registered financial advisor currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts. Colin is registered as a RR (Registered Representative) and started their career in finance in 1996. Colin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Colin Christopher Lake
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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EDWARD JONES
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
CLARENDON INSURANCE AGENCY, INC. | GEORGE E. MADEN | EMAC TRADING LLC
Contact Information
Main Address
230 3rd Ave 6th Floor, Waltham, MA 02451Mailing Address
230 3rd Ave 6th Floor, Waltham, MA 02451Phone Number
(781) 790-8600Established
Massachusetts since 03/04/1968Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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EDWARD JONES
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EDWARD JONES
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State Registrations and Notice Filings
(11/27/2023)
(12/12/2023)
(11/27/2023)
(11/15/2023)
(11/27/2023)
(11/14/2023)
(11/27/2023)
(11/30/2023)
(11/16/2023)
(12/26/2023)
(11/15/2023)
(4/15/2024)
(11/27/2023)
(11/17/2023)
(11/28/2023)
(11/28/2023)
(11/28/2023)
(11/15/2023)
(11/29/2023)
(11/27/2023)
(12/1/2023)
(11/27/2023)
(11/27/2023)
(11/15/2023)
(11/16/2023)
(11/17/2023)
(11/27/2023)
(12/1/2023)
(11/28/2023)
(11/28/2023)
(12/14/2023)
(11/15/2023)
(11/27/2023)
(11/14/2023)
(11/27/2023)
(11/14/2023)
(11/15/2023)
(11/20/2023)
(11/29/2023)
(11/27/2023)
(11/28/2023)
(11/16/2023)
(11/15/2023)
(11/27/2023)
(12/4/2023)
(11/27/2023)
(12/11/2023)
(11/20/2023)
(11/27/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2023About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Colin C Lake's CRS (Customer Relationship Summary).
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