Yoav Katz
Professional summary
Yoav Katz is a registered financial professional currently at LIME TRADING CORP located in New York, New York.
Yoav is registered as a RR (Registered Representative) and started their career in finance in 2018. Yoav has worked at 3 firms and has passed the Series 63, Series 3, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yoav Katz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2024 - Present
LIME TRADING CORP
Office #1: 450 7th Ave 31st Floor, New York, NY 10123October 1, 2021 - May 29, 2024
DRIVEWEALTH, LLC
November 20, 2018 - September 14, 2021
DEVELOPMENT CORPORATION FOR ISRAEL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2024)
Exams
Series 57TO
Date: 3/20/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
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