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Patrick Gary Mullen

JUMP TRADING
New York, NY
·CRD# 6550808·9 years experience

Professional Summary

Patrick Gary Mullen is a registered financial advisor currently at JUMP TRADING, LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2017. Patrick has worked at 2 firms and has passed the SIE and Series 57 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

JUMP TRADING, LLC·CRD# 106124
BD
15 East 26th Street 3rd Floor, New York, NY 10010
August 2, 2022 - Present
TWO SIGMA SECURITIES, LLC·CRD# 148960
BD
New York, NY
December 14, 2018 - June 3, 2021
TWO SIGMA SECURITIES, LLC·CRD# 148960
BD
New York, NY
January 6, 2017 - February 16, 2018

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Current Firm

JT
JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: 8-52989
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCHIEF OPERATIONS OFFICER5213932
VAUGHN, MATTHEW KCHIEF COMPLIANCE OFFICER5561167

Disclosures

Regulatory Event

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Jan 2017About the Series 57 exam
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CRS (Client Relationship Summary) - BD

Click below to view Patrick Gary Mullen's CRS (Customer Relationship Summary).

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