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Matthew K Vaughn

JUMP TRADING
CHICAGO, IL
·CRD# 5561167·18 years experience

Professional Summary

Matthew K Vaughn, who also goes by Matthew Keith Vaughn, is a registered financial advisor currently at JUMP TRADING, LLC located in Chicago, Illinois. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 5 firms and has passed the Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Keith Vaughn

Blog Corner

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

JUMP TRADING, LLC·CRD# 106124
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
July 14, 2026 - Present
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
April 26, 2013 - July 24, 2025
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
January 19, 2011 - April 22, 2013
ARCHIPELAGO TRADING SERVICES, INC.·CRD# 15853
BD
Chicago, IL
August 20, 2008 - December 17, 2010
ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500
BD
Chicago, IL
August 20, 2008 - December 17, 2010

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Current Firm

JT
JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: 8-52989
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCHIEF OPERATIONS OFFICER5213932
VAUGHN, MATTHEW KCHIEF COMPLIANCE OFFICER5561167

Disclosures

Regulatory Event

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Oct 2026About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2009About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Matthew K Vaughn's CRS (Customer Relationship Summary).

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