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Colleen P Hickey

JUMP TRADING
CHICAGO, IL
·CRD# 4505773·16 years experience

Professional Summary

Colleen P Hickey, who also goes by Colleen P Doherty, Colleen Patricia Hickey, is a registered financial advisor currently at JUMP TRADING, LLC located in Chicago, Illinois and JUMP EXECUTION, LLC located in Chicago, Illinois. Colleen is registered as a RR (Registered Representative) and started their career in finance in 2010. Colleen has worked at 3 firms and has passed the Series 57TO, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Colleen P Doherty, Colleen Patricia Hickey

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

JUMP TRADING, LLC·CRD# 106124
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
July 26, 2013 - Present
JUMP EXECUTION, LLC·CRD# 313060
BD
1. 600 West Chicago Avenue, Suite 600, Chicago, IL 606542. 600 West Chicago Avenue Suite 600, Chicago, IL 60654
January 31, 2022 - Present
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
March 5, 2010 - May 10, 2013

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Current Firm

JE
JUMP EXECUTION, LLC

JUMP EXECUTION, LLC | JUMP LIQUIDITY

CRD#: 313060 / SEC#: 8-70668
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 07/02/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
STRATICO, JOSEPH CHARLESCHIEF EXECUTIVE OFFICER4820591

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2017About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Colleen P Hickey's CRS (Customer Relationship Summary).

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