Christopher J. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Roberts, who also goes by James Roberts, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2015 - May 13, 2016
AUTONOMOUS RESEARCH LLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUTONOMOUS RESEARCH LLP
CRD#: 150232 / SEC#: , 8-68640
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, STUART OLIVER MR | GENERAL PARTNER, CHIEF EXECUTIVE OFFICER | 5668184 |
| ALLCHIN, EDWARD MICHAEL MR | GENERAL PARTNER | 5668205 |
| AUTONOMOUS RESEARCH INVESTMENTS LTD | OWNER | |
| COSTELLO, MANUS JAMES MR | GENERAL PARTNER | 4046998 |
| CREAN, ANDREW JOHN MR | GENERAL PARTNER | 4531565 |
| BASKETT, ERIN ELAINE | CHIEF COMPLIANCE OFFICER | 4538604 |
| BETSON, DONALD | PARTNER | 5301535 |
| BURBIDGE, LANCE MONTAGUE | PARTNER | 6334987 |
| BURTON, MICHAEL JOHN | GENERAL PARTNER | 6260764 |
| CANT, CHRISTOPHER | PARTNER | 5999307 |
| CUNNINGHAM, CORINNE BEVERLEY MRS | GENERAL PARTNER | 5668223 |
| DAVIS, ERICKSON PACKARD | GENERAL PARTNER | 4974063 |
| ELLIOTT, GEOFFREY NMN MR | GENERAL PARTNER | 5668195 |
| FIRKINS, JONATHAN GRAHAM MR | GENERAL PARTNER | 5668225 |
| GERRARD, ALEXANDER RODERICK | GENERAL PARTNER | 6103749 |
| GOSZTONYI, PETER NMN MR | GENERAL PARTNER | 5987131 |
| HUDSON, JOAN NMN | FINOP, CHIEF FINANCIAL OFFICER | 1442454 |
| KRUSE, JACOB MAX | GENERAL PARTNER | 5668193 |
| MCNEIL, MICHAEL ALEXANDER | GENERAL PARTNER | 2741142 |
| MOSZKOWSKI, GUY | GENERAL PARTNER | 2221294 |
| MURRAY, FARQUHAR CHARLES MR | GENERAL PARTNER | 5771081 |
| MYNERS, PAUL NMN MR | GENERAL PARTNER | 5987137 |
| NASH, ANTHONY PAUL | GENERAL PARTNER | 6445012 |
| O'CONNELL, BARRY JOHN MR | GENERAL PARTNER | 3276723 |
| RITCHIE, ANDREW JAMES MR | GENERAL PARTNER | 4746377 |
| ROBINS, JASON HADLEIGH MR | GENERAL PARTNER | 5823583 |
| SANTORO, DOMENICO | PARTNER | 6367868 |
| SCHMIDT, BRITTA NMN | GENERAL PARTNER | 5668192 |
| SHAPIRO, KIMBERLY M | GENERAL PARTNER | 2561674 |
| SMALLEY, RICHARD GEORGE MR | GENERAL PARTNER | 5823587 |
| STALMANN, STEFAN-MICHAEL | GENERAL PARTNER | 6097701 |
| VOLLMER, ANDREAS NMN | GENERAL PARTNER | 5668212 |
| WEST, MATTHEW HARDY MR | GENERAL PARTNER | 4474804 |
Red Flags
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