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Michael Alexander Mcneil

CRD# 2741142·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Alexander Mcneil was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 2016. Michael had worked at 2 firms and has passed the Series 63, SIE, Series 17 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
London
September 6, 2012 - May 13, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 31, 1996 - May 15, 2002

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Current Firm

AR
AUTONOMOUS RESEARCH LLP

AUTIERUS PARTNERS | AUTONOMOUS RESEARCH LLP | AUTONOMOUS | AUTIERUS PARTNERS LLP

CRD#: 150232 / SEC#: 8-68640
BD
Terminated by SEC on 05/13/2016

Contact Information

Firm Type

Partnership

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
GRAHAM, STUART OLIVER MRGENERAL PARTNER, CHIEF EXECUTIVE OFFICER5668184
ALLCHIN, EDWARD MICHAEL MRGENERAL PARTNER5668205
AUTONOMOUS RESEARCH INVESTMENTS LTDOWNER—
COSTELLO, MANUS JAMES MRGENERAL PARTNER4046998
CREAN, ANDREW JOHN MRGENERAL PARTNER4531565
BASKETT, ERIN ELAINECHIEF COMPLIANCE OFFICER4538604
BETSON, DONALDPARTNER5301535
BURBIDGE, LANCE MONTAGUEPARTNER6334987
BURTON, MICHAEL JOHNGENERAL PARTNER6260764
CANT, CHRISTOPHERPARTNER5999307
CUNNINGHAM, CORINNE BEVERLEY MRSGENERAL PARTNER5668223
DAVIS, ERICKSON PACKARDGENERAL PARTNER4974063
ELLIOTT, GEOFFREY NMN MRGENERAL PARTNER5668195
FIRKINS, JONATHAN GRAHAM MRGENERAL PARTNER5668225
GERRARD, ALEXANDER RODERICKGENERAL PARTNER6103749
GOSZTONYI, PETER NMN MRGENERAL PARTNER5987131
HUDSON, JOAN NMNFINOP, CHIEF FINANCIAL OFFICER1442454
KRUSE, JACOB MAXGENERAL PARTNER5668193
MCNEIL, MICHAEL ALEXANDERGENERAL PARTNER2741142
MOSZKOWSKI, GUYGENERAL PARTNER2221294
MURRAY, FARQUHAR CHARLES MRGENERAL PARTNER5771081
MYNERS, PAUL NMN MRGENERAL PARTNER5987137
NASH, ANTHONY PAULGENERAL PARTNER6445012
O'CONNELL, BARRY JOHN MRGENERAL PARTNER3276723
RITCHIE, ANDREW JAMES MRGENERAL PARTNER4746377
ROBINS, JASON HADLEIGH MRGENERAL PARTNER5823583
SANTORO, DOMENICOPARTNER6367868
SCHMIDT, BRITTA NMNGENERAL PARTNER5668192
SHAPIRO, KIMBERLY MGENERAL PARTNER2561674
SMALLEY, RICHARD GEORGE MRGENERAL PARTNER5823587
STALMANN, STEFAN-MICHAELGENERAL PARTNER6097701
VOLLMER, ANDREAS NMNGENERAL PARTNER5668212
WEST, MATTHEW HARDY MRGENERAL PARTNER4474804

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 17 — Limited Registered Representative Examination

Passed Sep 2012

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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