AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JH

Joan Nmn Hudson

CRD# 1442454·Registered 1991 - 2018
Previously Registered: Being a previously registered professional could mean that Joan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joan Nmn Hudson, who also goes by Joan Anastasiou, Joan Anastasiou Hudson, Joan Hudson, was a registered financial advisor. Joan was a previously registered financial professional and started their career in finance 1991 - 2018. Joan had worked at 25 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joan Anastasiou, Joan Anastasiou Hudson, Joan Hudson

Blog Corner

Similar Advisors

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

35 years in the financial services industry

Current & Past Employments

RELIABLE IMMIGRATION SOLUTIONS ENTERPRISES, INC.·CRD# 283959
BD
Winchester, MA
June 14, 2018 - August 24, 2018
ROC GLOBAL LLC·CRD# 154058
BD
New York, NY
May 16, 2011 - March 1, 2016
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
London
February 16, 2011 - May 13, 2016
OPUS POINT & CO., LLC·CRD# 150077
BD
New York, NY
June 9, 2010 - July 5, 2012
AVIATE GLOBAL (US) LLP·CRD# 151430
BD
London
March 31, 2010 - April 19, 2011
GUGGENHEIM INVESTOR SERVICES, LLC·CRD# 30096
BD
New York, NY
May 25, 2007 - January 3, 2008
CARTER SECURITIES, LLC·CRD# 136350
BD
New York, NY
July 12, 2006 - March 16, 2009
PROVIDENCE CAPITAL, INC.·CRD# 27928
BD
New York, NY
May 26, 2006 - January 2, 2009
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
January 26, 2004 - July 21, 2004
GUGGENHEIM INVESTOR SERVICES, LLC·CRD# 30096
BD
New York, NY
January 23, 2004 - February 28, 2005
W.J. BRADLEY FINANCIAL SERVICES, LLC·CRD# 115966
BD
Centennial, CO
April 28, 2003 - February 23, 2016
PMK SECURITIES & RESEARCH, INC.·CRD# 40145
BD
Delray Beach, FL
October 21, 2002 - November 21, 2002
BARRETTO SECURITIES INC·CRD# 113334
BD
Vancouver
August 6, 2001 - February 14, 2002
ANCHOR MANAGEMENT GROUP, INC.·CRD# 25022
BD
Melbourne, FL
June 26, 2001 - July 24, 2001
MADISON FINANCIAL MANAGEMENT LLC·CRD# 103832
BD
Miami, FL
May 23, 2001 - March 24, 2008
TBN SECURITIES, INC.·CRD# 103773
BD
Camarillo, CA
July 6, 2000 - August 14, 2000
CAPITAL PLANNING GROUP, LLC·CRD# 47397
BD
Ft. Lauderdale, FL
April 27, 2000 - September 26, 2000
DELTA ASSET MANAGEMENT COMPANY, LLC·CRD# 39923
BD
Mineola, NY
March 29, 2000 - February 22, 2001
TRADEPORTAL SECURITIES, INC.·CRD# 25001
BD
Aliso Viejo, CA
February 14, 2000 - January 24, 2001
NOWTRADE, CORP.·CRD# 47596
BD
St. Petersburg, FL
November 30, 1999 - March 30, 2000
ANCHOR MANAGEMENT GROUP, INC.·CRD# 25022
BD
Melbourne, FL
July 14, 1999 - February 27, 2001
HORIZON CAPITAL, INC.·CRD# 41362
BD
Sarasota, FL
July 6, 1998 - September 8, 1998
EAST WEST INSTITUTIONAL SERVICES, INC.·CRD# 10870
BD
Sarasota, FL
May 19, 1998 - May 20, 1999
METRO TRADING, INC.·CRD# 42484
BD
Deerfield Beach, FL
September 4, 1997 - June 13, 2001
FALCON TRADING GROUP, LTD.·CRD# 30361
BD
Boca Raton, FL
April 1, 1993 - April 9, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
March 6, 1992 - August 7, 1997
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
January 15, 1991 - December 12, 1991

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

RI
RELIABLE IMMIGRATION SOLUTIONS ENTERPRISES, INC.

RELIABLE IMMIGRATION SOLUTIONS ENTERPRISES, INC.

CRD#: 283959 / SEC#: 8-69776
BD
Terminated by SEC on 10/23/2018

Contact Information

Established

Massachusetts since 03/15/2016

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MAGED, BRADLEY MARKPRES/CEO/CCO/SEC/TREASURER/DIRECTOR6649766
HUDSON, JOAN NMNFINOP1442454

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1997About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 1993About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
JH
Follow Joan
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required