AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EB

Erin Elaine Baskett

MARKET SECURITIES
NEW YORK, NY
·CRD# 4538604·16 years experience

Professional Summary

Erin Elaine Baskett, who also goes by Erin Baskett, Erin Elaine Dougherty, Erin Elaine Lohbeck, is a registered financial advisor currently at MARKET SECURITIES, LLC located in New York, New York and DMK ADVISOR GROUP, INC. located in Beaverton, Oregon. Erin is registered as a RR (Registered Representative) and started their career in finance in 2010. Erin has worked at 26 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 57TO, SIE,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erin Baskett, Erin Elaine Dougherty, Erin Elaine Lohbeck

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

16 years in the financial services industry

Current & Past Employments

MARKET SECURITIES, LLC·CRD# 283701
BD
75 Broad Street 7th Floor, New York, NY 10004
January 4, 2019 - Present
DMK ADVISOR GROUP, INC.·CRD# 41067
RIA
BD
8625 S.w. Cascade Ave. Ste. 260, Beaverton, OR 97008
May 4, 2022 - Present
KRAKEN SECURITIES·CRD# 324343
BD
1. 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-22992. 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301
June 10, 2024 - Present
SINE QUA NON CAPITAL LLC·CRD# 330483
BD
1. Delray Beach, FL2. 9736 Rennes Ln, Delray Beach, FL 33446
August 15, 2024 - Present
WEBULL SECURITIES (US) LLC·CRD# 337940
BD
200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
April 30, 2026 - Present
WELLFLEET INVESTMENTS LLC·CRD# 18488
BD
Floral Park, NY
May 29, 2025 - August 26, 2026
OAKWOOD CAPITAL SECURITIES, INC.·CRD# 21000
BD
Fort Myers, FL
October 20, 2024 - August 26, 2026
APEX FINTECH BROKERAGE SERVICES·CRD# 305818
BD
Dallas, TX
March 27, 2024 - April 25, 2024
ATOMIC VAULTS SECURITIES, LLC·CRD# 317194
BD
Delray Beach, FL
March 20, 2024 - April 29, 2026
Z-SQUARED SECURITIES, LLC·CRD# 309321
BD
New York, NY
September 28, 2023 - November 27, 2023
MAIN STREET SECURITIES LLC·CRD# 324347
BD
Austin, TX
August 10, 2023 - November 13, 2025
CRESCENDO MARKETS LLC·CRD# 298072
BD
New York, NY
July 18, 2023 - March 10, 2026
CLICK CAPITAL MARKETS·CRD# 168376
BD
Scottsdale, AZ
March 13, 2023 - March 10, 2026
MONEY.NET SECURITIES LLC·CRD# 317568
BD
New Rochelle, NY
October 24, 2022 - March 10, 2026
FREC SECURITIES LLC·CRD# 316641
BD
San Francisco, CA
May 5, 2022 - August 19, 2022
LGA CAPITAL·CRD# 282415
BD
Rockville, MD
October 5, 2021 - March 9, 2026
FORTE SECURITIES LLC·CRD# 38373
BD
New York, NY
February 18, 2021 - May 6, 2026
LIQUIDITY.IO, LLC·CRD# 289499
BD
Boca Grande, FL
November 2, 2020 - March 9, 2026
CBC SECURITIES, INC.·CRD# 46153
BD
Newton, MA
November 2, 2020 - September 24, 2026
ETORO USA SECURITIES INC.·CRD# 298361
BD
Hoboken, NJ
April 8, 2020 - January 13, 2023
AXIS CAPITAL USA, LLC·CRD# 293368
BD
New York, NY
June 21, 2019 - May 6, 2026
OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
February 2, 2019 - May 7, 2026
LOUIS CAPITAL MARKETS, LLC·CRD# 48013
BD
New York, NY
January 31, 2019 - July 13, 2022
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
London
September 26, 2014 - May 13, 2016
AUTONOMOUS RESEARCH US LP·CRD# 165290
BD
New York, NY
March 21, 2013 - April 12, 2019
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
New York, NY
September 5, 2012 - April 4, 2013
SMITH, MOORE & CO.·CRD# 3441
RIA
Clayton, MO
June 22, 2011 - August 14, 2012
SMITH, MOORE & CO.·CRD# 3441
BD
Clayton, MO
July 16, 2010 - August 14, 2012

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

WS
WEBULL SECURITIES (US) LLC

WEBULL SECURITIES (US) LLC

CRD#: 337940 / SEC#: 8-71394
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716

Mailing Address

200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716

Phone Number

(917) 725-2408

Established

Delaware since 02/21/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.SOLE MEMBER—
AHMED, MOSTAFIZUR RAHMANCHIEF COMPLIANCE OFFICER5470511
BASKETT, ERIN ELAINECHIEF EXECUTIVE OFFICER4538604
BEVAUN, MARLONFINOP / CHIEF FINANCIAL OFFICER6259795
TAYLOR, MICAH ANTHONY MR.GENERAL COUNSEL2890693

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/10/2022)
RR
Massachusetts
(1/27/2023)
RR
Missouri
(9/5/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2010About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2024About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2010About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2010About the Series 27 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Erin Elaine Baskett's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
EB
Follow Erin
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required