Terry Chang
Professional summary
Terry Chang, who also goes by Terry W Chan, Terry Wo-yuk Chan, Terry W Chang, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Terry is registered as a RR (Registered Representative) and started their career in finance in 2018. Terry has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Chang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2021 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281October 5, 2018 - January 11, 2021
GFI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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