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Christian Jean Michel Pezeu

TP ICAP GLOBAL MARKETS AMERICAS
New York, NY
·CRD# 5661987·17 years experience

Professional Summary

Christian Jean Michel Pezeu, who also goes by Christian J Pezeu, is a registered financial advisor currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York. Christian is registered as a RR (Registered Representative) and started their career in finance in 2009. Christian has worked at 7 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christian J Pezeu

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
1. 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-10082. 200 Vesey Street 6th Floor, New York, NY 10285
November 13, 2017 - Present
LIQUIDNET, INC.·CRD# 103987
BD
200 Vesey Street 5th Floor, New York, NY 10281
April 23, 2021 - Present
LOUIS CAPITAL MARKETS, LLC·CRD# 48013
BD
Paris
October 15, 2020 - May 13, 2022
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
November 13, 2017 - June 30, 2023
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
January 5, 2012 - July 3, 2012
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
June 1, 2009 - June 30, 2023
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Jersey City, NJ
May 28, 2009 - January 6, 2010

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Current Firm

LI
LIQUIDNET, INC.

LIQUIDNET, INC.

CRD#: 103987 / SEC#: 8-52461
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone Number

(212) 208-2000

Established

Delaware since 01/12/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INCSOLEMEMBER—
BOND, ROBERTCEO/DIRECTOR4121948
DUGAN, PETERGENERAL COUNSEL6352313
LANE, JASONCHIEF COMPLIANCE OFFICER2671708
PEZEU, CHRISTIAN JEAN MICHELCHIEF FINANCIAL OFFICER5661987

Disclosures

Regulatory Event

11

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed May 2009About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christian Jean Michel Pezeu's CRS (Customer Relationship Summary).

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