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JL

Jason Lane

TP ICAP GLOBAL MARKETS AMERICAS
New York, NY
·CRD# 2671708·31 years experience

Professional Summary

Jason Lane, who also goes by Jason Dearmond Lane, is a registered financial advisor currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24 and Series 4...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason Dearmond Lane

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008
June 2, 2026 - Present
LIQUIDNET, INC.·CRD# 103987
BD
200 Vesey Street 5th Floor, New York, NY 10281
June 16, 2026 - Present
SANTANDER US CAPITAL MARKETS LLC·CRD# 150696
BD
New York, NY
February 6, 2023 - June 3, 2026
SANTANDER INVESTMENT SECURITIES INC.·CRD# 37216
BD
New York, NY
October 4, 2021 - February 6, 2023
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
August 20, 2018 - September 27, 2021
UBS CAPITAL MARKETS L.P.·CRD# 2692
BD
Stamford, CT
April 3, 1998 - April 24, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 29, 1997 - January 16, 1998
SALOMON BROTHERS INC.·CRD# 740
BD
October 6, 1997 - January 16, 1998
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 30, 1996 - January 16, 1998
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
June 4, 1996 - August 22, 1996

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Current Firm

LI
LIQUIDNET, INC.

LIQUIDNET, INC.

CRD#: 103987 / SEC#: 8-52461
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone Number

(212) 208-2000

Established

Delaware since 01/12/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INCSOLEMEMBER—
BOND, ROBERTCEO/DIRECTOR4121948
DUGAN, PETERGENERAL COUNSEL6352313
LANE, JASONCHIEF COMPLIANCE OFFICER2671708
PEZEU, CHRISTIAN JEAN MICHELCHIEF FINANCIAL OFFICER5661987

Disclosures

Regulatory Event

11

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2018About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1997About the Series 4 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jason Lane's CRS (Customer Relationship Summary).

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