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Truy Tran

Truy Tran

ONE GROWTH SECURITIES LLC
WILMINGTON, DE 19810
Some features on this profile are disabled
CRD#: 6438329
Truy Tran

Professional summary

Truy Tran, CFP®, who also goes by Truy N Tran, Truy Nguyen-anh Tran, Truy Tran, Tree Tran, Truy Nguyen Anh Tran, is a registered financial professional currently at ONE GROWTH SECURITIES LLC located in Wilmington, Delaware.

Truy is registered as a RR (Registered Representative) and started their career in finance in 2015. Truy has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Truy N Tran | Truy Nguyen-Anh Tran | Truy Tran | Tree Tran | Truy Nguyen Anh Tran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Truy Tran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

November 14, 2025 - Present

ONE GROWTH SECURITIES LLC

Office #1: 3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
BD
CRD#: 310890
WILMINGTON, DE
Past

February 17, 2021 - July 15, 2024

SOFI WEALTH LLC

RIA
CRD#: 167958
Frisco, TX
Past

February 17, 2021 - July 15, 2024

SOFI SECURITIES LLC

BD
CRD#: 151717
Frisco, TX
Past

February 12, 2019 - December 31, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW YORK, NY
Past

February 12, 2019 - January 11, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW YORK, NY
Past

February 12, 2019 - December 31, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW YORK, NY
Past

November 1, 2018 - February 6, 2019

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
SUNNYVALE, CA
Past

July 17, 2017 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA
CRD#: 113299
DALLAS, TX
Past

March 21, 2017 - February 6, 2019

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
DALLAS, TX
Past

November 14, 2016 - March 13, 2017

SPIRE SECURITIES, LLC

BD
CRD#: 144131
RESTON, VA
Past

November 19, 2015 - November 11, 2016

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

April 22, 2015 - July 15, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FAIRFAX, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/14/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/6/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 1/4/2017
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/22/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/30/2021
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/8/2017
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE GROWTH SECURITIES LLC

CRD#: 310890Wilmington, DE 19810

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