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William James Corey

ONE GROWTH SECURITIES
WILMINGTON, DE
·CRD# 6024760·13 years experience

Professional Summary

William James Corey, who also goes by Liam James Corey, is a registered financial advisor currently at ONE GROWTH SECURITIES LLC located in Wilmington, Delaware. William is registered as a RR (Registered Representative) and started their career in finance in 2012. William has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 52, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Liam James Corey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

ONE GROWTH SECURITIES LLC·CRD# 310890
BD
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
August 7, 2025 - Present
SOFI WEALTH LLC·CRD# 167958
RIA
Claymony, DE
March 4, 2019 - June 18, 2024
SOFI SECURITIES LLC·CRD# 151717
BD
Claymont, DE
March 4, 2019 - June 18, 2024
CAPITAL ONE FINANCIAL ADVISORS LLC·CRD# 127236
RIA
Wilmington, DE
October 8, 2014 - January 28, 2015
CAPITAL ONE INVESTMENT SERVICES LLC·CRD# 25658
BD
Wilmington, DE
October 8, 2014 - January 2, 2015
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Wilmington, DE
October 2, 2013 - February 8, 2019
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
December 19, 2012 - February 8, 2019

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Current Firm

OG
ONE GROWTH SECURITIES LLC

DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: 8-70641
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Mailing Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Phone Number

(646) 389-9802

Established

New Jersey since 12/18/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER—
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Relevant Homes, Inc.; 39 Manor Ave. Claymont, DE 19703; Nature of Business: Flipping residential real estate in New Castle County, DE. Real Estate related: Yes; Position: Chief Operations Officer / Board Member / Owner; Approximate number of hours/month devoted to other Business: 1; Compensation received: $0.00; Start Date: 03/03/2017; Duties: Will own 50% of the business and serve on the Board of Directors. As COO, I will be in charge of hiring contractors to do work in the residential houses we buy. I may also do manual work on the houses, such as painting, tiling, carpentry, etc. Compensation is largely based on the ability to sell whatever houses we buy for a profit, which will be divided evenly amongst the two owners. As of today's date (3/4/2019) no business activity has taken place; third party's funds: We intend on using third-party hard money loans to buy properties; Investment related: No; buying and selling: Yes // Chiaravalloti Construction, LLC; 816 Park Drive, Glenolden, PA 19036; Nature of Business: General Contracting for home remodeling; not investment related; Position: Owner; Approximate number of hours/month devoted to other Business: 10; Start Date: 4/16/18; Joint ownership between myself and Joseph A. Chiaravalloti III; Duties: We will be working with residential homeowners for remodeling and remodeling projects. I manage payroll, estimates, contract writing, tax payments, and bookkeeping.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/26/2025)
RR
Alaska
(8/26/2025)
RR
Arizona
(8/26/2025)
RR
Arkansas
(8/26/2025)
RR
California
(8/26/2025)
RR
Colorado
(8/26/2025)
RR
Connecticut
(8/26/2025)
RR
Delaware
(8/7/2025)
RR
District of Columbia
(8/26/2025)
RR
Florida
(8/26/2025)
RR
Georgia
(8/26/2025)
RR
Hawaii
(8/26/2025)
RR
Idaho
(8/26/2025)
RR
Illinois
(8/26/2025)
RR
Indiana
(8/26/2025)
RR
Iowa
(8/26/2025)
RR
Kansas
(8/26/2025)
RR
Kentucky
(8/26/2025)
RR
Louisiana
(8/26/2025)
RR
Maine
(8/26/2025)
RR
Maryland
(8/26/2025)
RR
Massachusetts
(8/26/2025)
RR
Michigan
(8/26/2025)
RR
Minnesota
(8/26/2025)
RR
Mississippi
(8/26/2025)
RR
Missouri
(8/26/2025)
RR
Montana
(8/26/2025)
RR
Nebraska
(8/26/2025)
RR
Nevada
(8/26/2025)
RR
New Hampshire
(8/26/2025)
RR
New Jersey
(8/26/2025)
RR
New Mexico
(8/26/2025)
RR
New York
(8/26/2025)
RR
North Carolina
(8/27/2025)
RR
North Dakota
(8/26/2025)
RR
Ohio
(8/27/2025)
RR
Oklahoma
(8/26/2025)
RR
Oregon
(8/26/2025)
RR
Pennsylvania
(8/26/2025)
RR
Rhode Island
(8/26/2025)
RR
South Carolina
(8/26/2025)
RR
South Dakota
(8/26/2025)
RR
Tennessee
(8/26/2025)
RR
Texas
(8/26/2025)
RR
Utah
(8/26/2025)
RR
Vermont
(8/26/2025)
RR
Virginia
(8/26/2025)
RR
Washington
(8/26/2025)
RR
West Virginia
(8/26/2025)
RR
Wisconsin
(8/26/2025)
RR
Wyoming
(8/26/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2013About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Dec 2015About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Dec 2012About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Aug 2025About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2016About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William James Corey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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