Christopher L. Sotardi
Professional summary
Christopher Lawrence Sotardi, who also goes by Christopher Sotardi, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Charlotte, North Carolina and BANKERS LIFE SECURITIES, INC. located in Charlotte, North Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lawrence Sotardi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 10706 Sikes Place Suite 300, Charlotte, NC 28277May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 10706 Sikes Place Suite 300, Charlotte, NC 28277February 6, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2016)
(11/29/2017)
(3/2/2017)
Exams
FINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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