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Peter Damion Cleven

BCP SECURITIES
GREENWICH, CT
·CRD# 6400894·10 years experience

Professional Summary

Peter Damion Cleven, who also goes by Peter D Cleven, is a registered financial advisor currently at BCP SECURITIES, INC. located in Greenwich, Connecticut. Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 4 firms and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter D Cleven

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BCP SECURITIES, INC.·CRD# 27063
BD
1. 289 Greenwich Avenue - 4th Fl, Greenwich, CT 068302. Paseo De Los Tamarindos No. 90/torre Arcos Bosques Torre 1 Piso 11 Ofincina 11b, Bosques De Las Lomas, Cuajimalpa De Morelos 05120
April 9, 2025 - Present
LAFISE SECURITIES LLC·CRD# 115624
BD
Miami, FL
July 16, 2021 - April 29, 2025
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Jersey City, NJ
October 27, 2016 - July 13, 2021
XP INVESTMENTS US, LLC·CRD# 156691
BD
Miami, FL
October 30, 2014 - April 13, 2015

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Current Firm

BS
BCP SECURITIES, INC.

BAER, CROSBY, PIKE INC. | BCP SECURITIES, LLC | BCP SECURITIES, INC. | BCP SECURITIES, INC | BCP INC.

CRD#: 27063 / SEC#: 8-42836
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830

Mailing Address

289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830

Phone Number

(203) 629-2181

Established

Delaware since 12/10/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PIKE, RANDALL EMORYCHAIRMAN1926966
HOUSON, RICARDO CARLOSSHAREHOLDER2943538
LUQUE SUESCUN, JUAN CARLOSSHAREHOLDER2373875
OWENS, STEVEN CRAIGSHAREHOLDER2268295
SMITH, DAVID CHRISTOPHERSHAREHOLDER2749802
BAGORDA, FELICESHAREHOLDER/CEO5439644
BILAL, MUHAMMAD OMARSHAREHOLDER6272625
CLEVEN, PETER DAMIONCHIEF COMPLIANCE OFFICER6400894
CUNNINGHAM, STEPHEN MICHAELSHAREHOLDER1934974
DAELLENBACH, RENESHAREHOLDER2555076
DELLA CIOPPA, MAUROSHAREHOLDER4961537
DIAZ, NATALIE HELENSHAREHOLDER4691258
GARCIA, EDWIN ERNESTOSHAREHOLDER / FINOP4154949
GUTIERREZ, JAVIERSHAREHOLDER6482968
HARPER, JAMES VANCESHAREHOLDER4014076
HOUGH, BENJAMIN COLINSHAREHOLDER2396825
KHALITOV, BULATSHAREHOLDER6387636
ORLANDINI, BRUNO BUSSADORISHAREHOLDER6723974

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Damion Cleven's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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