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Mauro Della Cioppa

BCP SECURITIES
MADRID,
·CRD# 4961537·19 years experience

Professional Summary

Mauro Della Cioppa, who also goes by Mauro Della Coippa, is a registered financial advisor currently at BCP SECURITIES, INC.. Mauro is registered as a RR (Registered Representative) and started their career in finance in 2005. Mauro has worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mauro Della Coippa

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BCP SECURITIES, INC.·CRD# 27063
BD
Paseo De La Castellana 91, 10th Floor, Suite 2, Madrid, 28064
April 29, 2009 - Present
BCP SECURITIES, INC.·CRD# 27063
BD
Madrid
May 17, 2005 - June 15, 2007

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Current Firm

BS
BCP SECURITIES, INC.

BAER, CROSBY, PIKE INC. | BCP SECURITIES, LLC | BCP SECURITIES, INC. | BCP SECURITIES, INC | BCP INC.

CRD#: 27063 / SEC#: 8-42836
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830

Mailing Address

289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830

Phone Number

(203) 629-2181

Established

Delaware since 12/10/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PIKE, RANDALL EMORYCHAIRMAN1926966
HOUSON, RICARDO CARLOSSHAREHOLDER2943538
LUQUE SUESCUN, JUAN CARLOSSHAREHOLDER2373875
OWENS, STEVEN CRAIGSHAREHOLDER2268295
SMITH, DAVID CHRISTOPHERSHAREHOLDER2749802
BAGORDA, FELICESHAREHOLDER/CEO5439644
BILAL, MUHAMMAD OMARSHAREHOLDER6272625
CLEVEN, PETER DAMIONCHIEF COMPLIANCE OFFICER6400894
CUNNINGHAM, STEPHEN MICHAELSHAREHOLDER1934974
DAELLENBACH, RENESHAREHOLDER2555076
DELLA CIOPPA, MAUROSHAREHOLDER4961537
DIAZ, NATALIE HELENSHAREHOLDER4691258
GARCIA, EDWIN ERNESTOSHAREHOLDER / FINOP4154949
GUTIERREZ, JAVIERSHAREHOLDER6482968
HARPER, JAMES VANCESHAREHOLDER4014076
HOUGH, BENJAMIN COLINSHAREHOLDER2396825
KHALITOV, BULATSHAREHOLDER6387636
ORLANDINI, BRUNO BUSSADORISHAREHOLDER6723974

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2012About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mauro Della Cioppa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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