Simon H. Devore
Professional summary
Simon Harris Devore, who also goes by Sam Devore, Simon Devore, is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 2014. Simon has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon Harris Devore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2023 - Present
BA SECURITIES, LLC
Office #1: 260 Madison Avenue 8th Floor, New York, NY, 10016October 20, 2016 - April 10, 2023
SHELTER ROCK CAPITAL GROUP LLC
October 23, 2014 - October 20, 2016
NORTH SEA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2024)
(4/4/2025)
(1/12/2024)
(11/20/2023)
(10/6/2025)
(11/20/2023)
(2/24/2025)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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