Robert John Squire
Professional Summary
Robert John Squire is a registered financial advisor currently at CVC FUNDING, LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Years of Experience
12 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Current Firm
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC
Contact Information
Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153Phone Number
(212) 506-3858Established
Delaware since 06/03/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(5/24/2016)
(5/27/2016)
(5/24/2016)
(5/17/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(6/3/2016)
(6/9/2016)
(5/10/2016)
(6/16/2016)
(5/10/2016)
(6/7/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(6/10/2016)
(5/31/2016)
(6/15/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/31/2016)
(6/1/2016)
(1/6/2017)
(5/20/2016)
(6/14/2016)
(6/1/2016)
(5/10/2016)
(5/10/2016)
(5/10/2016)
(5/16/2016)
(5/10/2016)
(5/13/2016)
(5/10/2016)
(5/27/2016)
(5/10/2016)
(5/27/2016)
(5/10/2016)
(5/23/2016)
(6/3/2016)
(5/10/2016)
(5/10/2016)
(6/4/2016)
(5/10/2016)
(6/3/2016)
(5/10/2016)
(6/1/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Robert John Squire's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
