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Dmitriy Rutitskiy

WATERMILL INSTITUTIONAL TRADING
Jersey City, NJ
·CRD# 6117665·14 years experience

Professional Summary

Dmitriy Rutitskiy, who also goes by Dmitriy Nmn Rutitskiy, is a registered financial advisor currently at WATERMILL INSTITUTIONAL TRADING LLC located in Jersey City, New Jersey and HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC located in New York, New York. Dmitriy is registered as a RR (Registered Representative) and started their career in finance in 2012. Dmitriy has worked at 28 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dmitriy Nmn Rutitskiy

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

WATERMILL INSTITUTIONAL TRADING LLC·CRD# 150892
RIA
BD
111 Town Square Place Suite 1520, Jersey City, NJ 07310
January 26, 2015 - Present
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC·CRD# 172729
BD
1350 Avenue Of The Americas 33rd Floor, New York, NY 10019
June 1, 2016 - Present
CVC FUNDING, LLC·CRD# 277056
BD
767 Fifth Avenue 14th Floor, New York, NY 10153
January 2, 2018 - Present
HUATAI SECURITIES (USA), INC.·CRD# 298809
BD
280 Park Ave 21 Floor East, New York, NY 10017
June 10, 2019 - Present
GEMINI GALACTIC MARKETS, LLC·CRD# 304761
BD
1. 315 Park Avenue South, New York, NY 100102. 315 Park Avenue South, New York, NY 10010
December 6, 2021 - Present
PAPAMARKOU WELLNER & CO., INC.·CRD# 10963
BD
430 Park Avenue 17th Floor, New York, NY, 10022
May 26, 2022 - Present
BREAKWATER GROUP DISTRIBUTION SERVICES, LLC·CRD# 167601
BD
350 Madison Avenue, New York, NY 10017
December 15, 2023 - Present
EQT PARTNERS BD, LLC·CRD# 322826
BD
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
April 5, 2024 - Present
SQUARE GLOBAL MARKETS·CRD# 158419
BD
Soho Works 430 West 14th Street 3rd Floor, New York, NY 10014
June 4, 2025 - Present
OUTCOME CAPITAL, LLC·CRD# 100960
BD
Boston, MA
October 5, 2021 - October 3, 2022
PEEL HUNT INC.·CRD# 157321
BD
New York, NY
July 20, 2021 - August 19, 2026
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Horsham, PA
October 28, 2020 - March 18, 2022
ASHFORD SECURITIES LLC·CRD# 305330
BD
Dallas, TX
February 19, 2020 - August 2, 2021
ROCKEFELLER FINANCIAL LLC·CRD# 291361
BD
New York, NY
February 22, 2019 - August 30, 2019
CEBILE CAPITAL LLC·CRD# 292240
BD
New York, NY
November 28, 2018 - February 18, 2022
OMEGA POINT SECURITIES LLC·CRD# 168935
BD
Atlanta, GA
March 15, 2018 - February 29, 2024
ICR CAPITAL LLC·CRD# 174952
BD
Norwalk, CT
April 26, 2017 - August 9, 2019
TORCH PARTNERS CORPORATE FINANCE INC·CRD# 159175
BD
London
March 15, 2016 - March 4, 2021
PEEL HUNT INC.·CRD# 157321
BD
New York, NY
March 8, 2016 - June 29, 2021
TRIAGO·CRD# 143529
BD
New York, NY
February 16, 2016 - September 18, 2017
BESSEMER INVESTOR SERVICES, INC.·CRD# 17442
BD
New York, NY
July 16, 2015 - March 31, 2016
CCB INTERNATIONAL OVERSEAS (USA) INC.·CRD# 159795
BD
New York, NY
April 2, 2015 - March 3, 2017
HOCKING CAPITAL, LLC·CRD# 148088
BD
San Francisco, CA
December 26, 2013 - April 8, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC·CRD# 28195
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New York, NY
October 17, 2013 - February 25, 2016
GLOBEOP MARKETS LIMITED·CRD# 143787
BD
New York, NY
August 30, 2013 - December 3, 2015
CUE CAPITAL LIMITED PARTNERSHIP·CRD# 132503
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New York, NY
May 1, 2013 - February 23, 2017
MACRO RISK ADVISORS LLC·CRD# 148143
BD
Rye, NY
January 24, 2013 - October 14, 2014
PARETO SECURITIES INC.·CRD# 44734
BD
New York, NY
December 20, 2012 - March 24, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
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November 29, 2012 - February 8, 2013

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Current Firm

SG
SQUARE GLOBAL MARKETS

BLUE VASE SECURITIES, LLC | SQUARE GLOBAL U.S. LLC | SQUARE GLOBAL MARKETS

CRD#: 158419 / SEC#: 8-68899
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Mailing Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Phone Number

(646) 854-7276

Established

Delaware since 04/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SQUARE GLOBAL HOLDINGS (U.S.) INC.SOLE MEMBER (04/2018)—
BELOT, GUYCHIEF EXECUTIVE OFFICER7864999
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2012About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dmitriy Rutitskiy's CRS (Customer Relationship Summary).

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