Keith Evan Huebsch
Professional Summary
Keith Evan Huebsch, who also goes by Keith Evan Huebsch, is a registered financial advisor currently at BOFA SECURITIES, INC. located in New York, New York and BOFA SECURITIES PRIME, INC. located in New York, New York. Keith is registered as a RR (Registered Representative) and started their career in finance in 2014. Keith has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith Evan Huebsch
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Contact Information
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
BOFA SECURITIES PRIME, INC.
Contact Information
Main Address
One Bryant Park, New York, NY 10036Mailing Address
150 N College St Nc1-028-29-04, Charlotte, NC 28255Phone Number
(646) 743-1295Established
Delaware since 07/27/2021Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| O KANE, EDWARD R | DIRECTOR | 6578596 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER, DIRECTOR & PRESIDENT | 2522403 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Keith Evan Huebsch's CRS (Customer Relationship Summary).
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