Matthew Roberts Scott
Professional Summary
Matthew Roberts Scott, who also goes by Matthew Scott, is a registered financial advisor currently at BOFA SECURITIES, INC. located in New York, New York and BOFA SECURITIES PRIME, INC. located in New York, New York. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 10 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matthew Scott
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Current Firm
BOFA SECURITIES PRIME, INC.
Contact Information
Main Address
One Bryant Park, New York, NY 10036Mailing Address
150 N College St Nc1-028-29-04, Charlotte, NC 28255Phone Number
(646) 743-1295Established
Delaware since 07/27/2021Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| O KANE, EDWARD R | DIRECTOR | 6578596 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER, DIRECTOR & PRESIDENT | 2522403 |
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
State Registrations and Notice Filings
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(11/1/2022)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(5/10/2019)
(8/1/2025)
(8/1/2025)
(8/4/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(2/2/2023)
(8/1/2025)
(8/1/2025)
(8/1/2025)
(8/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - BD
Click below to view Matthew Roberts Scott's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
