Joannes Bart De Boer
Professional Summary
Joannes Bart De Boer, who also goes by Joannes De Boer, was a registered financial advisor. Joannes was a previously registered financial professional and started their career in finance 2013 - 2016. Joannes had worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joannes De Boer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ABN AMRO CLEARING CHICAGO LLC | SHAMROCK SECURITIES | SHAMROCK OPTIONS | SHAMROCK EQUITY SECURITIES | O'CONNOR & COMPANY LLC | O'CONNOR & COMPANY | FORTIS CLEARING AMERICAS LLC | ABN AMRO CLEARING USA LLC
Contact Information
Main Address
175 West Jackson Blvd Ste 2050, Chicago, IL 60604Mailing Address
175 West Jackson Blvd Ste 2050, Chicago, IL 60604Phone Number
(312) 604-8000Established
Illinois since 06/30/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABN AMRO CLEARING HOLDINGS USA LLC | SHAREHOLDER | — |
| BREAULT, RONALD CLIFFORD | NY BRANCH OFFICE MANAGER | 2253143 |
| BREAULT, RONALD CLIFFORD | CHIEF COMMERCIAL OFFICER | 2253143 |
| DE BOER, JOANNES BART | DIRCTOR, BOARD MEMBER | 6268714 |
| DELHEIMER, MICHAEL FRANCIS | VP FINANCE, FINOP, PRINCIPAL FINANCIAL OFFICER | 5567195 |
| DEPAUW, NATHALIE FRADIN | DIRECTOR, BOARD MEMBER | 8365755 |
| EGAN, JAMES PATRICK | DIRECTOR, BOARD MEMBER | 8349122 |
| ENGELBERTS, PAULINE MATHILDE | DIRECTOR, BOARD MEMBER | 7350692 |
| GILMORE, KEVIN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 3150898 |
| ONEILL, YULIA V | CHICAGO BRANCH OFFICE MANAGER, ROP | 6313470 |
| POOLER, ROBERT E | INTERIM CHIEF EXECUTIVE OFFICER | 2817263 |
| POOLER, ROBERT E | PRINCIPAL OPERATIONS OFFICER | 2817263 |
| RODRIGUEZ, SHERI LYNN | CHIEF OPERATIONS OFFICER | 4951958 |
| TAYLOR, TIMOTHY JAMES | PRINCIPAL OPERATIONS OFFICER | 1640795 |
| TYRICHTROVA, MONIKA ALEXANDRA | CHIEF COMPLIANCE OFFICER | 4487708 |
Disclosures
Regulatory Event
82Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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