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Monika Alexandra Tyrichtrova

ABN AMRO CLEARING USA

CHICAGO, IL

·CRD# 4487708·24 years experience

Professional Summary

Monika Alexandra Tyrichtrova is a registered financial advisor currently at ABN AMRO CLEARING USA LLC located in Chicago, Illinois and ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey. Monika is registered as a RR (Registered Representative) and started their career in finance in 2002. Monika has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 7, Series 4, Series 14 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ABN AMRO CLEARING USA LLC·CRD# 14020

BD

175 West Jackson Blvd Ste 2050, Chicago, IL 60604

October 3, 2011 - Present

ABN AMRO SECURITIES (USA) LLC·CRD# 151796

BD

303 George Street 3rd Floor, New Brunswick, NJ 08901

January 23, 2024 - Present

DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031

BD

Chicago, IL

February 20, 2007 - September 23, 2011

BELLEVUE CHICAGO, LLC·CRD# 106069

BD

Chicago, IL

April 14, 2005 - February 20, 2007

NT SECURITIES LLC·CRD# 45694

BD

Chicago, IL

January 30, 2002 - December 31, 2004

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Current Firm

AA

ABN AMRO SECURITIES (USA) LLC

ABN AMRO SECURITIES (USA) LLC | MEESPIERSON SECURITIES LLC

CRD#: 151796 / SEC#: 8-68398

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

303 George Street 3rd Floor, New Brunswick, NJ 08901

Mailing Address

303 George Street 3rd Floor, New Brunswick, NJ 08901

Phone Number

(917) 284-6700

Established

Delaware since 01/28/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
ABN AMRO CLEARING HOLDINGS USA LLC	SHAREHOLDER	—
ALONGI, ROBERT PHILIP JR	HEAD OPS	2445170
DWYER, PATRICK JOSEPH	PRESIDENT & CEO	4653391
LUO, ROGER ZHENYUAN	CHIEF FINANCIAL OFFICER	5840881
TYRICHTROVA, MONIKA ALEXANDRA	CHIEF COMPLIANCE OFFICER	4487708

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Illinois
(10/3/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Dec 2022About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2016About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Mar 2007About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 2002About the Series 24 exam

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CRS (Client Relationship Summary) - BD

Click below to view Monika Alexandra Tyrichtrova's CRS (Customer Relationship Summary).

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MT

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