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Yulia V Oneill

ABN AMRO CLEARING USA
CHICAGO, IL
·CRD# 6313470·11 years experience

Professional Summary

Yulia V Oneill, who also goes by Yulia Vadimovna Loginovskaya, Yulia Vadimovna O'neill, Yulia Vadimovna Oneill, is a registered financial advisor currently at ABN AMRO CLEARING USA LLC located in Chicago, Illinois. Yulia is registered as a RR (Registered Representative) and started their career in finance in 2015. Yulia has worked at 2 firms and has passed the Series 66, Series 99TO, Series 3, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yulia Vadimovna Loginovskaya, Yulia Vadimovna O'neill, Yulia Vadimovna Oneill

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

ABN AMRO CLEARING USA LLC·CRD# 14020
BD
175 West Jackson Blvd Ste 2050, Chicago, IL 60604
September 14, 2017 - Present
WINTRUST INVESTMENTS LLC·CRD# 875
RIA
Chicago, IL
May 5, 2015 - February 29, 2016
WINTRUST INVESTMENTS LLC·CRD# 875
BD
Chicago, IL
January 27, 2015 - February 29, 2016

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Current Firm

AA
ABN AMRO CLEARING USA LLC

ABN AMRO CLEARING CHICAGO LLC | SHAMROCK SECURITIES | SHAMROCK OPTIONS | SHAMROCK EQUITY SECURITIES | O'CONNOR & COMPANY LLC | O'CONNOR & COMPANY | FORTIS CLEARING AMERICAS LLC | ABN AMRO CLEARING USA LLC

CRD#: 14020 / SEC#: 8-34354
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

175 West Jackson Blvd Ste 2050, Chicago, IL 60604

Mailing Address

175 West Jackson Blvd Ste 2050, Chicago, IL 60604

Phone Number

(312) 604-8000

Established

Illinois since 06/30/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ABN AMRO CLEARING HOLDINGS USA LLCSHAREHOLDER—
BREAULT, RONALD CLIFFORDNY BRANCH OFFICE MANAGER2253143
BREAULT, RONALD CLIFFORDCHIEF COMMERCIAL OFFICER2253143
DELHEIMER, MICHAEL FRANCISVP FINANCE, FINOP, PRINCIPAL FINANCIAL OFFICER5567195
ENGELBERTS, PAULINE MATHILDEDIRECTOR, BOARD MEMBER7350692
GILMORE, KEVIN MICHAELPRINCIPAL OPERATIONS OFFICER3150898
ONEILL, YULIA VCHICAGO BRANCH OFFICE MANAGER, ROP6313470
POOLER, ROBERT EINTERIM CHIEF EXECUTIVE OFFICER2817263
POOLER, ROBERT EPRINCIPAL OPERATIONS OFFICER2817263
RODRIGUEZ, SHERI LYNNCHIEF OPERATIONS OFFICER4951958
SCHELLENS, RUTGER VINCENT CONSTANTIJNDIRECTOR6268503
TAYLOR, TIMOTHY JAMESPRINCIPAL OPERATIONS OFFICER1640795
TYRICHTROVA, MONIKA ALEXANDRACHIEF COMPLIANCE OFFICER4487708

Disclosures

Regulatory Event

82

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/1/2024)
RR
Alaska
(5/1/2024)
RR
Arizona
(5/1/2024)
RR
Arkansas
(5/1/2024)
RR
California
(5/1/2024)
RR
Colorado
(5/1/2024)
RR
Connecticut
(5/1/2024)
RR
Delaware
(5/1/2024)
RR
District of Columbia
(5/1/2024)
RR
Florida
(5/1/2024)
RR
Georgia
(5/1/2024)
RR
Hawaii
(5/1/2024)
RR
Idaho
(5/1/2024)
RR
Illinois
(9/14/2017)
RR
Indiana
(5/1/2024)
RR
Iowa
(5/1/2024)
RR
Kansas
(5/1/2024)
RR
Kentucky
(5/1/2024)
RR
Louisiana
(5/1/2024)
RR
Maine
(5/1/2024)
RR
Maryland
(5/1/2024)
RR
Massachusetts
(5/1/2024)
RR
Michigan
(5/1/2024)
RR
Minnesota
(5/1/2024)
RR
Mississippi
(5/1/2024)
RR
Missouri
(5/1/2024)
RR
Montana
(5/1/2024)
RR
Nebraska
(5/1/2024)
RR
Nevada
(5/1/2024)
RR
New Hampshire
(5/1/2024)
RR
New Jersey
(5/1/2024)
RR
New Mexico
(5/1/2024)
RR
New York
(5/1/2024)
RR
North Carolina
(5/1/2024)
RR
North Dakota
(5/1/2024)
RR
Ohio
(5/2/2024)
RR
Oklahoma
(5/1/2024)
RR
Oregon
(5/1/2024)
RR
Pennsylvania
(5/1/2024)
RR
Puerto Rico
(5/1/2024)
RR
Rhode Island
(5/1/2024)
RR
South Carolina
(5/1/2024)
RR
South Dakota
(5/1/2024)
RR
Tennessee
(5/1/2024)
RR
Texas
(5/1/2024)
RR
Utah
(5/1/2024)
RR
Vermont
(5/1/2024)
RR
Virginia
(5/1/2024)
RR
Washington
(5/1/2024)
RR
West Virginia
(5/1/2024)
RR
Wisconsin
(5/1/2024)
RR
Wyoming
(5/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2015About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 3 — National Commodity Futures Examination

Passed May 2019About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2024About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2023About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Yulia V Oneill's CRS (Customer Relationship Summary).

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