Joseph C. Fallarino
Professional summary
Joseph C. Fallarino is a registered financial professional currently at VCS VENTURE SECURITIES located in Garden City, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph C. Fallarino's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 585 Stewart Avenue Unit L60, Garden City, NY 11530October 22, 2018 - August 31, 2022
JOSEPH STONE CAPITAL L.L.C.
November 3, 2016 - November 8, 2018
WORDEN CAPITAL MANAGEMENT LLC
June 26, 2015 - December 15, 2015
AEGIS CAPITAL CORP.
June 4, 2014 - July 13, 2015
J.D. NICHOLAS & ASSOCIATES, INC.
July 3, 2013 - February 26, 2014
WILMINGTON CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2022)
(9/21/2022)
(9/13/2021)
(9/19/2022)
(8/31/2022)
(9/20/2021)
(9/27/2021)
(8/31/2022)
(9/1/2022)
(9/1/2022)
(9/13/2021)
(9/7/2022)
(8/31/2022)
(10/1/2021)
(9/6/2022)
(10/1/2021)
(9/30/2021)
(9/2/2022)
(8/31/2022)
(10/4/2021)
(2/16/2023)
(9/6/2022)
(12/2/2022)
(8/31/2022)
(9/15/2021)
(10/18/2021)
(9/1/2022)
(10/14/2022)
Exams
FINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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