FIND A VCS VENTURE SECURITIES FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at VCS VENTURE SECURITIES
Looking for a Financial Advisor at VCS VENTURE SECURITIES?
We have compiled every financial advisor who works at VCS VENTURE SECURITIES in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
VCS VENTURE SECURITIES is located at 29 Broadway Suite 1502, New York, NY 10006-3201 and was first established at New York, Delaware in 11/16/2000. After operating for 25 years, VCS VENTURE SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VCS VENTURE SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. VCS VENTURE SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VCS VENTURE SECURITIES are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VCS VENTURE SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VCS VENTURE SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for VCS VENTURE SECURITIES Comes From
Understanding the Statistics for VCS VENTURE SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
29 Broadway Suite 1502, New York, NY 10006-3201
29 Broadway Suite 1502, New York, NY 10006-3221
Small
(212) 404-7696
Delaware since 11/16/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | ||
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | ||
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 | |
| NIXON, JON ALAN | FINOP | 4710715 | |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 | |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 | |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at VCS VENTURE SECURITIES
Arthur Joseph Magee
Allan Daniel Babaian
Raj Ashok Raghani
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
