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AG

Amanda J. Groves

PLUS VENTURE PARTNERS
Venice, CA 90291
Some features on this profile are disabled
CRD#: 6208032
AG

Professional summary

Amanda Jean Groves, who also goes by Amanda Groves, is a registered financial professional currently at PLUS VENTURE PARTNERS, LLC located in Venice, California.

Amanda is registered as a RR (Registered Representative) and started their career in finance in 2013. Amanda has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amanda Groves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amanda Jean Groves's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2019 - Present

PLUS VENTURE PARTNERS, LLC

Office #1: 1729 Abbot Kinney Blvd, Venice, CA 90291
BD
CRD#: 299033
Venice, CA
Past

June 19, 2018 - February 7, 2019

RAINMAKER SECURITIES, LLC

BD
CRD#: 132995
CORAL GABLES, FL
Past

August 19, 2013 - April 29, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/10/2019)
RR
New York
(9/11/2019)
RR
Tennessee
(3/8/2024)
RR
Texas
(12/10/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/29/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/5/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PV
PLUS VENTURE PARTNERS, LLC
PLUS CAPITAL | PLUS VENTURE PARTNERS, LLC

CRD#: 299033 / SEC#: , 8-70226

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1729 Abbot Kinney Blvd, Venice, CA 90291
Mailing Address
578 Washington Blvd 1700, Marina Del Rey, CA 90292
Phone number
(310) 577-6700
Established
Delaware since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLUS VENTURES, LLC100% OWNER
LEB, NICOLE LYNNCHIEF COMPLIANCE OFFICER5958519
LILLING, ADAM DOUGLASCEO/MANAGING DIRECTOR6190161
PETERS, ROBERT WILLIAMFINOP1704577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLUS VENTURE PARTNERS, LLC

CRD#: 299033Venice, CA 90291

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