Nicole Lynn Leb
Professional Summary
Nicole Lynn Leb, who also goes by Nicole Lynn Belton, Nicole Lynn Belton-young, is a registered financial advisor currently at PLUS VENTURE PARTNERS, LLC located in Venice, California and GRAFINE CAPITAL PARTNERS LLC located in New York, New York. Nicole is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicole has worked at 4 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicole Lynn Belton, Nicole Lynn Belton-Young
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
GRAFINE CAPITAL ADVISORS LLC | GRAFINE CAPITAL PARTNERS LLC
Contact Information
Main Address
654 Madison Avenue Suite 1201, New York, NY 10065Mailing Address
654 Madison Avenue Suite 1201, New York, NY 10065Phone Number
(212) 235-2045Established
Delaware since 01/31/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/1/2023)
(11/3/2023)
(11/3/2023)
(11/3/2023)
(3/31/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicole Lynn Leb's CRS (Customer Relationship Summary).
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