Robert William Peters
Professional Summary
Robert William Peters, who also goes by Robert W Peters, Robert William Peters, is a registered financial advisor currently at SAGETRADER, LLC located in Englewood, New Jersey and INTEGRAL WEALTH SECURITIES LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 29 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert W Peters, Robert William Peters
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC
Contact Information
Main Address
222 South 1st Street, Suite 600, Louisville, KY 40202Mailing Address
222 South 1st Street, Suite 600, Louisville, KY 40202Phone Number
(877) 575-2742Established
Delaware since 05/05/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert William Peters's CRS (Customer Relationship Summary).
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