Joshua David Herritt
Professional Summary
Joshua David Herritt, who also goes by Joshua Herritt, is a registered financial advisor currently at VISION FINANCIAL MARKETS LLC located in Stamford, Connecticut and VISION BROKERAGE SERVICES, LLC located in Stamford, Connecticut. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 2 firms and has passed the Series 99TO, SIE, Series 52, Series 3, Series 7, Series 53, Series 30, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joshua Herritt
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
VISION | VISION INVESTOR SERVICES, LLC | VISION BROKERAGE SERVICES, LLC
Contact Information
Main Address
1010 Washington Blvd Suite 300, Stamford, CT 06901Mailing Address
1010 Washington Blvd Suite 300, Stamford, CT 06901Phone Number
(203) 388-2700Established
New York since 06/22/1999Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOSHNACK, ROBERT MARTIN | CLASS A MEMBER | — |
| ROTHMAN, HOWARD MARTIN | CLASS A MANAGING MEMBER, CEO, CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 1098190 |
| HERRITT, JOSHUA DAVID | VP ADMINISTRATION, MUNICIPAL BOND PRINCIPAL, AND ROSFP | 6205459 |
| KARAFA, JOHN MICHAEL | CHIEF COMPLIANCE OFFICER, AMLCO, AND ROSFP | 2927594 |
| MARTINEZ, ANA | VP-OPERATIONS, PRINCIPAL OPERATIONS OFFICER, INSURANCE AND ANNUITY PRINCIPAL | 5288054 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joshua David Herritt's CRS (Customer Relationship Summary).
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