Navneet Babbar
Professional Summary
Navneet Babbar is a registered financial advisor currently at ICICI SECURITIES INC.. Navneet is registered as a RR (Registered Representative) and started their career in finance in 2012. Navneet has worked at 1 firm and has passed the SIE and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Current Firm
ICICI SECURITIES INC.
Contact Information
Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036Phone Number
(212) 388-0677Established
Delaware since 06/13/2000Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 2013SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
CRS (Client Relationship Summary) - BD
Click below to view Navneet Babbar's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
GOLDMAN SACHS & CO. LLC
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC