Fredric Michael Obsbaum
Professional Summary
Fredric Michael Obsbaum is a registered financial advisor currently at ANKURA CAPITAL ADVISORS, LLC located in New York, New York and ICICI SECURITIES INC. located in New York, New York. Fredric is registered as a RR (Registered Representative) and started their career in finance in 1983. Fredric has worked at 64 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 24, Series 14, Series 8 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
XT CAPITAL PARTNERS | XT CAPITAL PARTNERS, LLC
Contact Information
Main Address
223 High Meadow Road, Southport, CT 06890Mailing Address
P.o. Box 551, Westport, CT 06880Phone Number
(212) 909-2680Established
Delaware since 10/09/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/29/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Fredric Michael Obsbaum's CRS (Customer Relationship Summary).
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