Rishi Ratanlal Agrawal
Professional Summary
Rishi Ratanlal Agrawal is a registered financial advisor currently at ICICI SECURITIES INC.. Rishi is registered as a RR (Registered Representative) and started their career in finance in 2010. Rishi has worked at 1 firm and has passed the SIE and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ICICI SECURITIES INC.
Contact Information
Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036Phone Number
(212) 388-0677Established
Delaware since 06/13/2000Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 2011SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rishi Ratanlal Agrawal's CRS (Customer Relationship Summary).
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