Joseph B. Freedland
CAPITAL INVESTMENT ADVISORY SERVICES
Raleigh, NC 27609
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CRD#: 6136791
Professional summary
Joseph Burke Freedland, CFP®, who also goes by Burke Freedland, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Raleigh, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Burke Freedland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY, OWNER. 1206 BANBURY ROAD, RALEIGH, NC 27607. NOT INVESTMENT RELATED. STARTED 2013. MANAGEMENT OF RENTAL PROPERTY. 10 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. 2. LESLIE KENNEDY TESTAMENTARY TRUST. TRUSTEE. NO COMPENSATION, NOT INVESTMENT RELATED. FIRM APPROVAL RECEIVED 6/2020, TRUST NOT ACTIVE AT THIS TIME. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. 3. HBD PROPERTIES, LLC. MANAGING MEMBER. 6300 TOWLES RD., WILMINGTON, NC 28409. STARTED 2/2021. PARTNERSHIP THAT OWNS RENTAL REAL ESTATE. ROLE IS TO MAKE MANAGEMENT DECISIONS IN REGARDS TO THE RENTAL PROPERTY. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. 4. GST EXEMPT TRUST FOR IRWIN FREEDLAND. CO-TRUSTEE. STARTED 12/2023. 7231 AIRLIE PL, WILMINGTON, NC 28403. 0 HRS/WK, 0 DURING NORMAL TRADING HRS. ACTIVITY IS INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Burke Freedland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
July 13, 2015 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609RIA
CRD#: 149124
Raleigh, NC
Current
January 9, 2014 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 14752
Raleigh, NC
Current
January 28, 2016 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 40657
Raleigh, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/3/2016)
RR
Arkansas(3/12/2021)
RR
California(11/19/2020)
RR
Colorado(5/3/2016)
RR
Delaware(3/13/2019)
RR
Florida(5/3/2016)
RR
Georgia(11/13/2015)
RR
Louisiana(5/3/2016)
RR
Maine(5/3/2016)
RR
Maryland(1/3/2017)
RR
Massachusetts(1/30/2018)
RR
Nevada(11/14/2017)
RR
New Mexico(10/16/2018)
RR
New York(11/24/2020)
RR
North Carolina(7/13/2015)
IAR
North Carolina(7/13/2015)
RR
Ohio(5/3/2016)
RR
South Carolina(1/28/2016)
RR
Tennessee(4/6/2018)
RR
Virginia(3/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Raleigh, NC 27609TRUST BUT VERIFY
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