Ryan M. Maghini
Professional summary
Ryan M Maghini, who also goes by Ryan Michael Maghini, is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan M Maghini's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
CAIS CAPITAL LLC
Office #1: 527 Madison Avenue 2nd Floor, New York, NY 10022August 5, 2021 - May 16, 2024
MORGAN STANLEY
August 3, 2021 - May 16, 2024
MORGAN STANLEY
January 3, 2013 - June 7, 2021
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
November 22, 2012 - June 7, 2021
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2024)
Exams
FINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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