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Marc Klein Premselaar

CAIS CAPITAL
Red Bank, NJ
·CRD# 5395973·19 years experience

Professional Summary

Marc Klein Premselaar is a registered financial advisor currently at CAIS CAPITAL LLC located in Red Bank, New Jersey. Marc is registered as a RR (Registered Representative) and started their career in finance in 2007. Marc has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CAIS CAPITAL LLC·CRD# 154512
BD
1. 55 Broad Street 3rd Floor, Red Bank, NJ 077012. 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 100223. 527 Madison Avenue 2nd Floor, New York, NY 10022
March 5, 2013 - Present
BARCLAYS CAPITAL INC.·CRD# 19714
RIA
New York, NY
September 20, 2010 - January 25, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
August 4, 2010 - January 25, 2013
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
New York, NY
September 12, 2007 - May 13, 2009

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Current Firm

CC
CAIS CAPITAL LLC

CAIS CAPITAL LLC

CRD#: 154512 / SEC#: 8-68646
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

527 Madison Avenue 2nd Floor, New York, NY 10022

Mailing Address

527 Madison Avenue 2nd Floor, New York, NY 10022

Phone Number

(212) 300-9350

Established

Delaware since 07/27/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPITAL INTEGRATION SYSTEMS LLCPARENT/OWNER—
BROWN, MATTHEW CRAWFORDCEO/MEMBER/EXECUTIVE REP.2160159
COLLINS, MICHAEL PATRICKCCO5366193
KRZAK, ALEXANDER JACOBPOO6349160
PARISE, JANICE DRUFINOP/PFO2338583
PREMSELAAR, MARC KLEINSENIOR MANAGING DIRECTOR5395973
SHANNON, TIMOTHY BRIANPRESIDENT4461906
WALKER, BRADLEY JAYSENIOR MANAGING DIRECTOR5000838

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/5/2024)
RR
Alaska
(9/5/2024)
RR
Arizona
(9/5/2024)
RR
Arkansas
(9/5/2024)
RR
California
(7/11/2016)
RR
Colorado
(9/5/2024)
RR
Connecticut
(7/11/2016)
RR
Delaware
(9/5/2024)
RR
District of Columbia
(9/5/2024)
RR
Florida
(7/11/2016)
RR
Georgia
(1/9/2024)
RR
Hawaii
(9/5/2024)
RR
Idaho
(9/5/2024)
RR
Illinois
(1/9/2024)
RR
Indiana
(9/5/2024)
RR
Iowa
(9/5/2024)
RR
Kansas
(9/5/2024)
RR
Kentucky
(9/5/2024)
RR
Louisiana
(9/5/2024)
RR
Maine
(9/5/2024)
RR
Maryland
(1/9/2024)
RR
Massachusetts
(1/9/2024)
RR
Michigan
(9/5/2024)
RR
Minnesota
(9/5/2024)
RR
Mississippi
(9/5/2024)
RR
Missouri
(9/5/2024)
RR
Montana
(9/5/2024)
RR
Nebraska
(9/5/2024)
RR
Nevada
(7/11/2016)
RR
New Hampshire
(9/5/2024)
RR
New Jersey
(7/11/2016)
RR
New Mexico
(9/5/2024)
RR
New York
(3/5/2013)
RR
North Carolina
(1/9/2024)
RR
North Dakota
(9/5/2024)
RR
Ohio
(9/5/2024)
RR
Oklahoma
(9/5/2024)
RR
Oregon
(9/5/2024)
RR
Pennsylvania
(1/9/2024)
RR
Rhode Island
(9/5/2024)
RR
South Carolina
(9/5/2024)
RR
South Dakota
(9/5/2024)
RR
Texas
(1/9/2024)
RR
Utah
(1/9/2024)
RR
Vermont
(9/5/2024)
RR
Virginia
(9/5/2024)
RR
Washington
(9/5/2024)
RR
West Virginia
(9/5/2024)
RR
Wisconsin
(9/5/2024)
RR
Wyoming
(9/5/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marc Klein Premselaar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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