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BD

Brandon Dunn

HUNTINGTON SECURITIES
Charlotte, NC 28280
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CRD#: 6126847
BD

Professional summary


Brandon Dunn, who also goes by Brandon Lamar Dunn, Brandon Dunn, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Charlotte, North Carolina.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2012. Brandon has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brandon Lamar Dunn | Brandon Dunn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brandon Dunn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2026 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 101 S. Tryon St Suite 1810, Charlotte, NC 28280
BD
CRD#: 2261
Charlotte, NC
Past

October 24, 2012 - February 24, 2021

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/30/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/25/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (30 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
HOHENSTEIN, THOMASCFO3123815
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures


Regulatory Event8

Red Flags


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Company Information


HUNTINGTON SECURITIES, INC.

CRD#: 2261Charlotte, NC 28280

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