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FIRM PROFILE
Overview
HUNTINGTON SECURITIES, INC. is located at 41 South High St, Columbus, OH 43287 and was first established at Chicago, Delaware in 02/08/1957. After operating for 69 years, HUNTINGTON SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HUNTINGTON SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. HUNTINGTON SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HUNTINGTON SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HUNTINGTON SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HUNTINGTON SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HUNTINGTON SECURITIES, INC. Comes From
Understanding the Statistics for HUNTINGTON SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
41 South High St, Columbus, OH 43287
41 South High St, Columbus, OH 43287
Medium
(312) 443-1560
Delaware since 02/08/1957
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | ||
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 | |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 | |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 | |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 | |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 | |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 | |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 | |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 | |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 | |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
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Advisor's working at HUNTINGTON SECURITIES, INC.
Ryan Jay Dunlap
Douglas Richard Fox
Clint Cordus Bryant
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